Dresdner Lateinamerika Financial Advisors LLC (Miami)


Dresdner Lateinamerika Financial Advisors LLC is a large advisory firm based in Miami. It manages $38.49 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and New York.

Dresdner Lateinamerika Financial Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dresdner Lateinamerika Financial Advisors: assets under management

The assets under management (AUM) of Dresdner Lateinamerika Financial Advisors LLC is $38.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.83 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dresdner Lateinamerika Financial Advisors LLC for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Dresdner Bank Ag Sole owner 1 Dec 1906 75% - 100%
Allianz Ag Sole owner 1 Jul 2001 75% - 100%
Allianz Finanzbeteiligungs Sole owner 1 Jul 2001 75% - 100%
Efg Bank Shareholder 1 Aug 2005 75% - 100% 00-0000000
Efg Bank European Financial Group Sa Shareholder 1 Aug 2005 50% - 75% 00-0000000

Based in Miami

The principal office where Dresdner Lateinamerika Financial Advisors LLC performs its advisory services is located at 801 Brickell Ave., Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-379-1400 or by fax 305-810-4012. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.vestrust.com.