Wfp Securities Corporation (San Diego)

Name: Wfp Securities Corporation
Address: 6020 Cornerstone Court W, San Diego, CA, 92121
Telephone: 858-677-0377

Wfp Securities Corporation is a large advisory firm based in San Diego. It manages $40.96 million of regulatory assets for 370 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Wfp Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wfp Securities Corporation: assets under management

The assets under management (AUM) of Wfp Securities Corporation is $40.96 million. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.19 million in discretionary accounts and $25.77 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $151.89 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $95.46 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wfp Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wfp Securities Corporation

John Evan Schooler has been acting as President since 1 May 1994. Thomas Edward Hanson joined the executive team most recently as the Director Of Operations & General Securities Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Wfp Holdings	Corporation	1 May 1994	75% - 100%	33-0588726
John Evan Schooler	President	1 May 1994	Other	2368308
Warren Rees Horney	Chief compliance officer	1 Jan 1995	Other	2308641
Thomas Edward Hanson	Chief compliance officer	1 Jan 2007	Other	2490794
Warren Rees Horney	Senior vice president	1 Jan 2007	Other	2308641
Thomas Edward Hanson	Director of operations & general securities principal	1 Mar 2011	Other	2490794
Gail Marie Jensen	Chief supervision officer (cso) & general securities principal	1 Mar 2011	Other	1943705
James Michael Dolan	Chief compliance officer (cco) & general securities principal	1 Mar 2011	Other	1089125

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Louis V Schooler Separate Property Estate Trust	Trust	1 Jan 2004	50% - 75%	55-9842067
The Schooler Family Trust	Trust	1 Jan 2004	50% - 75%	54-7299527
Louis V Schooler Trustee Of The Louis V Schooler Separate Property Estate Trust	Shareholder	1 Jan 2004	50% - 75%	55-9842067
John Schooler And Susan Schooler Trustees Of The Schooler Family Trust	Shareholder	1 Jan 2004	50% - 75%	54-7299527
John Evan Schooler	Trustee	1 Jan 2004	Other	2368308
Louis V Schooler	Trustee	1 Jan 2004	Other	2404989
Susan Jane Schooler	Trustee	1 Jan 2004	Other	2667612

Based in San Diego

The principal office where Wfp Securities Corporation performs its advisory services is located at 6020 Cornerstone Court W, San Diego, CA 92121, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-677-0377 or by fax 858-677-0479. The normal business hours are 6 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at wfpsecurites.com.