Nfc Investments, LLC is a large advisory firm based in Memphis. It manages $1.37 billion of regulatory assets for 154 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Arizona, California, and 9 other states.
Nfc Investments provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Nfc Investments, LLC is $1.37 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1153% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Nfc Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Nfc Investments is insurance companies with 11 clients and $631.07 million of assets under management. Among the 12 most similar advisory firms, Nfc Investments has the highest percentage of insurance companies out of all clients.
The amount of regulatory assets under management is $1.36 billion for 148 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Nfc Investments also advises several private funds. Namely, two hedge funds, one other private fund, and one private equity fund. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.
The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Nfc Investments, LLC performs its advisory services is located at 510 South Mendenhall, Memphis, TN 38117, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 901-767-5576 or by fax 901-767-1301. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at nfcinvestments.com.