Gruber & Mcbaine Capital Management, LLC (San Francisco)


Gruber & Mcbaine Capital Management, LLC is a large advisory firm based in San Francisco. It manages $709 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of California.

Gruber & Mcbaine Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gruber & Mcbaine Capital Management: assets under management

The assets under management (AUM) of Gruber & Mcbaine Capital Management, LLC is $709 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $709 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.85 million each.
Gruber & Mcbaine Capital Management has custody of $356.68 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gruber & Mcbaine Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jon Deroy Gruber Shareholder 1 Sep 1998 25% - 50% 231259
James Patterson Mcbaine Shareholder 1 Sep 1998 25% - 50% 324593

Based in San Francisco

The principal office where Gruber & Mcbaine Capital Management, LLC performs its advisory services is located at 50 Osgood Place,, San Francisco, CA 94133 4644, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-981-2101 or by fax 415-956-7858. The normal business hours are 6:00 am to 3:00 pm on Monday - Friday.