Credit Suisse First Boston Index Co., Inc. (New York)


Credit Suisse First Boston Index Co., Inc. is a large advisory firm based in New York. It manages $2.93 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Credit Suisse First Boston Index Co. provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse First Boston Index Co.: assets under management

The assets under management (AUM) of Credit Suisse First Boston Index Co., Inc. is $2.93 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 11600% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.93 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $975.01 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Credit Suisse First Boston Index Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Credit Suisse First Boston Index Co., Inc.

Robert Samuel Sloan has been acting as President since 1 Jun 1999. Emidio Morizio joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Samuel Sloan Bd. member/chairman 1 Jun 1999 Other 2707402
Paul Calello Bd. member 1 Jun 1999 Other 2460530
James Ernest Kreitman Bd.member/vice chairman 1 Jun 1999 Other 1212787
Roland Lorenzo Bd. member/president 1 Jun 1999 Other 1803008
Credit Suisse First Boston Corporation Stockholder 1 Oct 2000 75% - 100% 816
Credit Suisse First Boston Inc. Stockholder 1 Oct 2000 75% - 100% 13-2853402
Oliver Schupp Bd member/president 1 May 2002 Other 4395891
Arthur U Mbanefo Bd. member 1 May 2002 Other 2734794
James Hayden Vos Bd member/chairman 1 May 2002 Other 1689839
Csam Americas Holding Corp. Sole shareholder 1 Jan 2004 75% - 100% 13-2774791
Joseph D Gallagher Chief executive officer 1 Jan 2004 Other 2032999
Matthew Charles Moss Treasurer 1 Jan 2004 Other 4499363
Hal Liebes Secretary 1 Jan 2004 Other 2553531
Csam Capital Inc. Sole shareholder 1 Jun 2004 75% - 100% 109517
J Albert Smith Chairman and president 1 Jul 2004 Other 1725193
Timothy Barnes Chief operating officer 1 Jul 2004 Other 4837127
George Ronald Hornig Managing director 1 Jul 2004 Other 1817508
Eileen E Ryan Chief compliance officer 1 Jul 2004 Other 2014783
Louise Guarneri Chief compliance officer 1 Jul 2005 Other 1109022
Emidio Morizio Chief compliance officer 1 Nov 2005 Other 1614446

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Credit Suisse Group Stockholder 1 Jan 1997 75% - 100% foreign entity
Credit Suisse Group Shareholder 1 Feb 1998 25% - 50% foreign entity
Credit Suisse First Boston Shareholder 1 Feb 1998 50% - 75% foreign entity
Inc. Credit Suisse First Boston Stockholder 1 Oct 2000 75% - 100% 13-2853402
Credit Suisse Group Stockholder 1 Nov 2000 25% - 50% foreign entity
Credit Suisse First Boston Shareholder 1 Nov 2000 50% - 75% foreign entity
Credit Suisse Asset Management Holding Corp. Sole shareholder 1 Nov 2000 75% - 100% 13-3957137
Inc. Credit Suisse First Boston Sole shareholder 1 Nov 2000 75% - 100% 13-2853402
Credit Suisse (Formerly Known As Credit Suisse First Boston) 100% shareholder 1 Nov 2000 75% - 100% foreign entity
Inc. Csfb Alternative Capital Sole shareholder 1 Jun 2004 75% - 100% 109517
Csam Americas Holding Corp. Sole shareholder 1 Jun 2004 75% - 100% 13-277479
Credit Suisse Group Sole shareholder 1 Jun 2004 75% - 100% foreign entity
Csam Americas Holding Corp. Sole shareholder 1 Nov 2004 75% - 100% 13-2774791

Based in New York

The principal office where Credit Suisse First Boston Index Co., Inc. performs its advisory services is located at 11 Madison Avenue, 13 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 325-2000 or by fax (212) 325-6100. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.