Sparta Asset Management, LLC (Rosemont)


Sparta Asset Management, LLC is a large advisory firm based in Rosemont. It manages $116.7 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Delaware, Illinois, New York, and Washington.

Sparta Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sparta Asset Management: assets under management

The assets under management (AUM) of Sparta Asset Management, LLC is $116.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $116.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sparta Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sparta Asset Management, LLC

Ryan Patrick Carr has served as the Chief Investment Officer since 1 Sep 2007. Neal Allen Wilkinson joined the executive team most recently as the Chief Compliance Officer / Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lp Rosemont Partners Ii Member 1 Jul 2007 75% - 100% 11-3682739
David Diblee Silvera Manager 1 Jul 2007 Other 1563838
Eugenie Guthrie Logue Chief compliance officer 1 Jul 2007 Other 2234617
Neal Allen Wilkinson Chief compliance officer / ceo 1 Sep 2007 Other 4033875
Ryan Patrick Carr Chief investment officer 1 Sep 2007 Other 2281978
Sam Partners Llc Owner 1 Sep 2007 50% - 75% 00-0000000
Susan Eileen Gurney Chief operating officer 1 Sep 2007 Other 2665333

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Charles B. Burkhart Manager 1 May 2000 Other 4511598
Llc Rosemont Investment Partners Ii Gp 1 Mar 2004 Other 01-0847563
Llc Rosemont Investment Partners Manager 1 Mar 2004 Other 06-1572887

Based in Rosemont

The principal office where Sparta Asset Management, LLC performs its advisory services is located at One O'hare Centre, 6250 N. River Road, Rosemont, IL 60018, which is also the mailing address of the firm. An additional office of the firm is in Bellevue, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-993-8100 or by fax 847-692-2245. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.