Narwhal Capital Managment, LLC is a large advisory firm based in Marietta. It manages $742.89 million of regulatory assets for 228 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Georgia.
Narwhal Capital Managment provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Narwhal Capital Managment, LLC is $742.89 million. The firm's AUM has grown by 599% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Narwhal Capital Managment, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Narwhal Capital Managment is high net worth individuals with 47 clients and $349.34 million of assets under management. Among the 10 most similar advisory firms, Narwhal Capital Managment has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $696.83 million for 105 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Narwhal Capital Managment also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $10,000 for each fund.
The company employs 16 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Narwhal Capital Managment, LLC performs its advisory services is located at 531 Roselane Street, Marietta, GA 30060, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 770-344-0172 or by fax 770-344-0175. The normal business hours are 9:00 - 5:30 on Monday - Friday. You can find more information about the New York firm at narwhalcapital.com.