Pevensey Financial, Inc (Tavares)


Pevensey Financial, Inc is a large advisory firm based in Tavares. It manages $285.65 million of regulatory assets for 808 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California and Florida.

Pevensey Financial provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pevensey Financial: assets under management

The assets under management (AUM) of Pevensey Financial, Inc is $285.65 million. The firm's AUM has grown by 181% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $280.61 million in discretionary accounts and $5.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $351.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $503.27 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pevensey Financial, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pevensey Financial, Inc

Thomas Huey Ruggie has been acting as President since 1 Jun 2008. Ellen Buchanan Wilcox joined the executive team most recently as the Financial Consultant.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Huey Ruggie President/chief compliance officer 1 Jun 2008 75% - 100% 2193305
Kathleen Anne Mcqueen Chief compliance officer/chief operations officer 1 Sep 2008 Other 3086688
David Lonis Weiss Vice president/wealth advisor 1 Oct 2008 Other 2687231
Thomas Charles Hepner Vice president/wealth advisor 1 Oct 2008 Other 5365676
Dolores Theresa Colello Vice president - wealth advisor 1 Jun 2009 Other 1104867
Timothy Glenn Moyer Financial consultant 1 Nov 2010 Other 2555859
Louis Mitchell Shinaman Financial consultant 1 Feb 2011 Other 2750556
Ellen Buchanan Wilcox Financial consultant 1 Jan 2014 Other 1015243

Based in Tavares

The principal office where Pevensey Financial, Inc performs its advisory services is located at 2100 Lake Eustis Dr., Tavares, FL 32778, which is also the mailing address of the firm. An additional office of the firm is in Winter Park, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 352-343-2700 or by fax 352-742-2607. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ruggiewealth.com.