Middleburg Investment Advisors, Inc. (Alexandria)

Middleburg Investment Advisors, Inc. is a large advisory firm based in Alexandria. It manages $313.51 million of regulatory assets for 227 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, District of Columbia, Florida, and 7 other states.

Middleburg Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Middleburg Investment Advisors: assets under management

The assets under management (AUM) of Middleburg Investment Advisors, Inc. is $313.51 million. The firm's AUM has gone down by -48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $297.86 million in discretionary accounts and $15.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.4 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.12 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Middleburg Investment Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Middleburg Investment Advisors, Inc.

Joseph Landon Boling has been acting as President since 1 Apr 2002. Middleburg Trust Company joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Hartwell Patterson	President, ceo, chief compliance officer	1 Apr 2002	Other	357913
Joseph Landon Boling	Chairman	1 Apr 2002	Other	4376647
Middleburg Financial Corporation	Sole shareholder	1 Apr 2002	75% - 100%	54-1696103
Alice Poutasse Frazier	Executive vice president, coo	1 Apr 2002	Other	4524732
John Mason Lee Antrim	Director	1 Sep 2005	Other	5162205
James Vanmeter Duty	Director	1 Sep 2005	Other	2700535
Stanley K. Joynes	Director	1 Sep 2005	Other	5162211
Claiborne W. Minor	Director	1 Sep 2005	Other	5162212
Russell L. Rabb	Director	1 Sep 2005	Other	5162217
Middleburg Investment Group	Sole shareholder	1 Dec 2005	75% - 100%	20-3675881
Middleburg Investment Group	Director	1 Jan 2006	75% - 100%	20-3675881
John Mason Lee Antrim	Director	1 Jan 2006	Other	5162205
James Vanmeter Duty	Director	1 Jan 2006	Other	2700535
Stanley K. Joynes	Director	1 Jan 2006	Other	5162211
Claiborne W. Minor	Director	1 Jan 2006	Other	5162212
Russell L. Rabb	Director	1 Jan 2006	Other	5162217
Gary Ross Shook	Director	1 Jan 2006	Other	1540568
Gary Ross Shook	Mfc president,director, secretary	1 Mar 2007	Other	1540568
William Edward Teale	Director	1 Dec 2007	Other	5510330
Gary D Leclair	Director	1 Jun 2008	Other	5599581
Middleburg Trust Company	Sole shareholder	1 Dec 2009	75% - 100%	54-1675783

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Middleburg Finanacial Corporation	Sole shareholder	1 Apr 2002	75% - 100%	54-1696103

Based in Alexandria

The principal office where Middleburg Investment Advisors, Inc. performs its advisory services is located at 1901 North Beauregard Street, Alexandria, VA 22311 1705, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-931-1366 or by fax 703-931-1464. The normal business hours are 8:30am to 5:30pm on Monday - Friday.