Premise Capital, LLC (Naperville)


Premise Capital, LLC is a large advisory firm based in Naperville. It manages $293.64 million of regulatory assets for 469 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Illinois.

Premise Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Premise Capital: assets under management

The assets under management (AUM) of Premise Capital, LLC is $293.64 million. The firm's AUM has grown by 221% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $275.5 million in discretionary accounts and $18.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $732.71 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $195.01 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Premise Capital, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Premise Capital serves?

The firm provides services to investment companies, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Premise Capital is high net worth individuals with 320 clients and $198.96 million of assets under management. Among the 9 most similar advisory firms, Premise Capital has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $293.64 million for 358 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Premise Capital doesn't advise any private funds.

Careers at Premise Capital, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gery Joseph Sadzewicz Cco 1 Feb 2012 Other 1090963
Llc Reynolds Financial Group Member 1 Jun 2012 50% - 75% 36-3352467
Jason Anthony Rolence Managing member 1 Jun 2012 50% - 75% 2519046
Scott Britton Reynolds Co-managing member 1 Jun 2012 Other 805744
Britton Hill Reynolds Member 1 Jan 2014 Other 5158944

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Scott Britton Reynolds Managing member 1 Jan 1983 50% - 75% 805744
Tyler David Qualio Member 1 Jun 2005 25% - 50% 4397725

Based in Naperville

The principal office where Premise Capital, LLC performs its advisory services is located at 300 E. 5 Th Ave, Naperville, IL 60563, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (630) 596-9911. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at premisecapital.com.