Stadium Capital Management, LLC (New Canaan)


Stadium Capital Management, LLC is a large advisory firm based in New Canaan. It manages $438.79 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Colorado and Connecticut.

Stadium Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stadium Capital Management: assets under management

The assets under management (AUM) of Stadium Capital Management, LLC is $438.79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $438.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $219.39 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stadium Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stadium Capital Management serves?

The only and largest group of clients of Stadium Capital Management is pooled investment vehicles with 2 clients and $438.79 million of assets under management. Among the 12 most similar advisory firms, Stadium Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $438.79 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Stadium Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Stadium Capital Management, LLC

The company employs 10 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bradley Robert Kent Manager 1 Jan 1999 Other 1691327
Alexander Medina Seaver Manager 1 Jan 1999 Other 1571667
Melissa J. Kent Cfo 1 Jan 1999 Other 4973665
John Lee Welborn Member 1 Sep 2000 Other 3099606
Trustee Demarco Trust 2 20 01 Dominic Paul Demarco Member 1 Jan 2002 Other xxx-xx-xxxx
Trustee Demarco Trust 2 20 01 Kathleen A Demarco Member 1 Jan 2002 Other xxx-xx-xxxx
Demarco Trust 2 20 01 Member 1 Jan 2002 Other xxx-xx-xxxx
Dominic Paul Demarco Cco 1 May 2005 Other 2785963
Seaver Kent Family Investments Llc Member 1 Jan 2006 75% - 100% 71-0994467
Christopher George Malde Cfo 1 Jul 2012 Other 6170466
Eileen Katherine Silva Cfo 1 Jan 2016 Other 2647582

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Trustee Kent Family Trust 6 5 97 Bradley Robert Kent Member 1 Jan 2006 50% - 75% xxx-xx-xxxx
Trustee Seaver Family Trust 10 7 93 Alexander Medina Seaver Member 1 Jan 2006 50% - 75% xxx-xx-xxxx
Bradley Robert Kent Manager 1 Jan 2006 Other 1691327
Alexander Medina Seaver Manager 1 Jan 2006 Other 1571667
Trustee Kent Family Trust 6 5 97 Melissa J Kent Member 1 Jan 2006 50% - 75% xxx-xx-xxxx
Trustee Seaver Family Trust 10 7 93 Christine N Seaver Member 1 Jan 2006 50% - 75% xxx-xx-xxxx
Kent Family Trust 6 5 97 Melissa J Kent Trustee Member 1 Jan 2006 50% - 75% xxx-xx-xxxx

Based in New Canaan

The principal office where Stadium Capital Management, LLC performs its advisory services is located at 199 Elm Street, New Canaan, CT 06840, which is also the mailing address of the firm. An additional office of the firm is in Telluride, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-972-8235 or by fax 203-972-2988. The normal business hours are 8 a.m - 5 p.m. on Monday - Friday. You can find more information about the New York firm at stadiumcapital.com/.