Rittenhouse Asset Management, Inc. (Radnor)

Name: Rittenhouse Asset Management, Inc.
Address: Five Radnor Corporate Center, Radnor, PA, 19087 4599
Telephone: 800-847-6369

Rittenhouse Asset Management, Inc. is a large advisory firm based in Radnor. It manages $2.98 billion of regulatory assets for 11,030 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Rittenhouse Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rittenhouse Asset Management: assets under management

The assets under management (AUM) of Rittenhouse Asset Management, Inc. is $2.98 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.98 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270.36 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rittenhouse Asset Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rittenhouse Asset Management, Inc.

John Peter Amboian has been acting as President since 1 Sep 1997. John Philips Waterman has served as the Chief Investment Officer since 1 Nov 2000. Bank Of America Corporation joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The John Nuveen Company	Stockholder	1 Sep 1997	75% - 100%	36-3817266
John Peter Amboian	President	1 Sep 1997	Other	2636923
Inc. Nuveen Investments	Stockholder	1 Sep 1997	75% - 100%	36-3817266
Larry Woods Martin	Vice president and assistant general counsel	1 Sep 1997	Other	1786266
Larry Woods Martin	Vice president and assistant general counsel	1 Jan 1998	Other	1786266
Margaret Eileen Wilson	Senior vice president and controller	1 Feb 1998	Other	3041289
Michael Hamilton Lewers	Managing director	1 May 1998	Other	2437577
William Lacy Conrad	Managing director	1 May 1998	Other	1267792
Deborah Margaret Manning	Managing director	1 May 1998	Other	846437
Lisa Diane Crossley	Vice president and director of compliance	1 Dec 1998	Other	1688939
Timothy Raymond Schwertfeger	Director and chairman	1 Mar 1999	Other	873075
Allen Johnston Williamson	Group president, managed assets of jnc	1 Aug 2000	Other	856716
John Philips Waterman	Chief investment officer	1 Nov 2000	Other	1830598
Alan Glenn Berkshire	Senior vice president and general counsel and secretary	1 Jan 2001	Other	2969585
Catherine T Reese	Chief compliance officer	1 Feb 2001	Other	2006207
Daniel Charles Roarty	Vice president	1 May 2001	Other	2388679
Stuart Jona Cohen	Vice president, assistant secretary and assistant general counsel	1 Nov 2002	Other	3144010
Mary E Keefe	Managing director and director of compliance	1 Jun 2004	Other	4755249
John L Maccarthy	Senior vice president, general counsel & secretary	1 Mar 2006	Other	5113098
Glenn Robert Richter	Executive vice president	1 May 2006	Other	5158526
Sherri A Hlavacek	Vice presdient and controller	1 Oct 2006	Other	3172686
Nancy M Crouse	Chief investment officer	1 Dec 2007	Other	2408721

Indirect Owners

The SEC currently registers 17 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The St. Paul Companies	Beneficial stockholder	1 Sep 1997	75% - 100%	41-0518860
Inc. The St. Paul Travelers Companies	Beneficial stockholder	1 Sep 1997	75% - 100%	41-0518860
L.P. Madison Dearborn Capital Partners V A	Member	1 Nov 2007	75% - 100%	20-3771357
L.P. Madison Dearborn Partners V A&C	General partner	1 Nov 2007	Other	20-3771466
Llc Mdcp Holdco (Windy)	Member majority manager	1 Nov 2007	25% - 50%	26-1187203
Inc. Merrill Lynch & Co.	Owner	1 Nov 2007	75% - 100%	13-2740599
Inc. Merrill Lynch Group	Owner	1 Nov 2007	75% - 100%	13-3408205
Inc Ml Ibk Positions	Limited partner	1 Nov 2007	75% - 100%	13-3596352
Lp Mlgpe Fund Us Ii	Owner	1 Nov 2007	75% - 100%	26-0667033
Lp Mlgpe Partners Ii	General partner	1 Nov 2007	Other	98-0545047
Mlgpe U.S. Strategies Llc	Member minority manager	1 Nov 2007	25% - 50%	26-0667033
Llc Windy City Investments Holdings	Owner	1 Nov 2007	75% - 100%	26-0373462
Inc. Windy City Investments	Owner	1 Nov 2007	75% - 100%	26-0373324
Merrill Lynch Gp Inc.	General partner	1 Nov 2007	Other	13-3540361
Ml Windy City Investments Holdings Llc	Member minority manager	1 Feb 2008	75% - 100%	26-0667033
Bank Of America	Owner	1 Dec 2008	75% - 100%	56-0906609
Bank Of America Corporation	Owner	1 Jan 2009	75% - 100%	56-0906609

Based in Radnor

The principal office where Rittenhouse Asset Management, Inc. performs its advisory services is located at Five Radnor Corporate Center, Radnor, PA 19087 4599, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-847-6369 or by fax 610-293-3494. The normal business hours are 8:30 am - 5:00 pm est on Monday - Friday. You can find more information about the New York firm at www.rittenhousefinancial.com.