Latko Wealth Management, Ltd. (Frankfort)


Latko Wealth Management, Ltd. is a large advisory firm based in Frankfort. It manages $107 million of regulatory assets for 506 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Colorado, Florida, Illinois, Indiana, and Texas.

Latko Wealth Management provides financial planning services, portfolio management for individuals and small businesses, and hourly consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as outside radio, tv, book and magazine writing.

Latko Wealth Management: assets under management

The assets under management (AUM) of Latko Wealth Management, Ltd. is $107 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 66% of the total AUM. The second-largest asset type is other assets, which make up 29% of the firm’s portfolio. Investments in government bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Latko Wealth Management, Ltd. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Latko Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Latko Wealth Management is high net worth individuals with 49 clients and $68.1 million of assets under management. Among the 9 most similar advisory firms, Latko Wealth Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $107 million for 285 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Latko Wealth Management doesn't advise any private funds.

Careers at Latko Wealth Management, Ltd.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Latko Wealth Management, Ltd. is owned by Janice Orissa Latko. David Warren Latko joined the executive team most recently as the President / Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Warren Latko President / chief compliance officer 1 Jan 2016 75% - 100% 1013326
Janice Orissa Latko Owner 1 Feb 2016 25% - 50% 5662467

Based in Frankfort

The principal office where Latko Wealth Management, Ltd. performs its advisory services is located at 45 East Colorado Avenue, Frankfort, IL 60423, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (815) 469-8887 or by fax (815) 469-8808. The normal business hours are 8:30 - 4:30 on Monday - Friday. You can find more information about the New York firm at davidlatko.com.