Jack Keeter & Associates, Inc. is a large advisory firm based in Anaheim. It manages $127.07 million of regulatory assets for 940 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California, Colorado, Indiana, and 3 other states.
Jack Keeter & Associates provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Jack Keeter & Associates, Inc. is $127.07 million. The firm's AUM has grown by 274% since the beginning of its operation, and $324.2 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Jack Keeter & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Jack Brunson Keeter is high net worth individuals with 373 clients and $83.49 million of assets under management. Among the 6 most similar advisory firms, Jack Keeter & Associates has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $127.07 million for 402 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Jack Keeter & Associates doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jack Brunson Keeter has been acting as President since 1 May 2011. Timothy Thomas Koch joined the executive team most recently as the Vice President / Chief Compliance Officer.
The principal office where Jack Keeter & Associates, Inc. performs its advisory services is located at 1251 N. Manassero St., Anaheim, CA 92807, which is also the mailing address of the firm. An additional office of the firm is in Dickson, TN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 714-779-9200 or by fax 714-779-9210. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at jackkeeter.com.