Sfg Retirement Plan Consulting, LLC (Pasadena)


Sfg Retirement Plan Consulting, LLC is a pension cosultant based in Pasadena. It manages $27.01 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Hawaii.

Sfg Retirement Plan Consulting provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sfg Retirement Plan Consulting: assets under management

The assets under management (AUM) of Sfg Retirement Plan Consulting, LLC is $27.01 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $27.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.4 million each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is state and local bonds, which make up 4% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sfg Retirement Plan Consulting, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul Ashley Citron serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Paul Ashley Citron is high net worth individuals with 2 clients and $27 million of assets under management. Among the 1 most similar advisory firms, Sfg Retirement Plan Consulting has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $27.01 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sfg Retirement Plan Consulting doesn't advise any private funds.

Careers at Sfg Retirement Plan Consulting, LLC

The company employs 11 people that are either part- or full-time employees. 18 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Ashley Citron has been acting as President since 1 Oct 2016. Joann Parrino joined the executive team most recently as the Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Allan Shuster Managing member 1 Feb 2014 75% - 100% 1402702
Nathan Edwin Gierke Chief compliance officer 1 Jan 2016 Other 5020882
Joann Parrino Partner 1 Oct 2016 Other 3110216
Paul Ashley Citron President 1 Oct 2016 Other 1974378

Based in Pasadena

The principal office where Sfg Retirement Plan Consulting, LLC performs its advisory services is located at 225 S. Lake Ave., Pasadena, CA 91101, which is also the mailing address of the firm. An additional office of the firm is in Honolulu, HI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (626) 578-0816 or by fax (626) 792-7567. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.