Capital Consulting & Asset Management, Inc. is a large advisory firm based in Lincoln. It manages $272.35 million of regulatory assets for 1,279 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Minnesota, Nebraska, Texas, and Washington.
Capital Consulting & Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capital Consulting & Asset Management, Inc. is $272.35 million. The firm's AUM has grown by 309% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Capital Consulting & Asset Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Robert Eugene Nixon is high net worth individuals with 37 clients and $129.27 million of assets under management. Among the 8 most similar advisory firms, Capital Consulting & Asset Management has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $172.35 million for 136 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Capital Consulting & Asset Management doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Eugene Nixon has been acting as President since 1 May 1996. Amber Rae Roemer joined the executive team most recently as the Chief Compliance Officer.
The principal office where Capital Consulting & Asset Management, Inc. performs its advisory services is located at 140 N. 8 Th Street, Lincoln, NE 68508, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-477-2500 or by fax 866-884-8816. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at ccam.net/.