Clm Capital Management LLC (Sanford)


Clm Capital Management LLC is an adviser based in Sanford. It manages $28.19 million of regulatory assets for 145 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Maine.

Clm Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clm Capital Management: assets under management

The assets under management (AUM) of Clm Capital Management LLC is $28.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 106% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $194.42 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clm Capital Management LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Clm Capital Management LLC

Robert Weyland Henkel has served as the Chief Investment Officer since 1 Nov 1999. David Bruce Mcnamee joined the executive team most recently as the Chief Compliance Officer/Managing Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Clm Financial Services Member 1 Jan 1999 50% - 75% 01-0530507
Polly Herrick Henkel Operations manager 1 Nov 1999 25% - 50% 4407221
Robert Henkel Portfolio manager 1 Nov 1999 25% - 50% 2797314
Robert Weyland Henkel Chief investment officer 1 Nov 1999 25% - 50% 2797314
Frank Charles Sabin Portfolio manager 1 May 2005 Other 4442860
David Bruce Mcnamee Chief compliance officer 1 Jun 2007 Other 3223069
David Bruce Mcnamee Chief compliance officer/managing member 1 Nov 2008 75% - 100% 3223069

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Mcnamee Manager 1 Jan 1999 Other 3223069
Alice Ferran Manager 1 Jan 1999 Other 3187784
David Bruce Mcnamee Manager 1 Jan 1999 Other 3223069

Based in Sanford

The principal office where Clm Capital Management LLC performs its advisory services is located at 6 B Washington Street, Sanford, ME 04073, which is also the mailing address of the firm. An additional office of the firm is in Portsmouth, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 207-636-7068 or by fax 207-459-7209. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.clmcm.com.