Riverbanc LLC (Charlotte)


Riverbanc LLC is a large advisory firm based in Charlotte. It manages $379.56 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of North Carolina.

Riverbanc provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and security ratings or pricing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Riverbanc: assets under management

The assets under management (AUM) of Riverbanc LLC is $379.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $379.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $94.89 million each.
Riverbanc has custody of $101.31 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Riverbanc LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Riverbanc LLC

Llc New York Mortgage Funding joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kevin Michael Donlon Chief executive officer 1 Apr 2011 Other 2844815
Donlon Family Llc Member 1 Apr 2011 50% - 75% xxx-xx-xxxx
Llc Hypotheca Capital Member 1 Apr 2011 Other 47-0934168
Harvest Capital Strategies Minority owner 1 Apr 2011 Other 94-3342119
Stephen Lawrence Hogue Chief operating officer 1 Jul 2011 Other 4181216
Jmp Group Llc Member 1 Sep 2012 Other 20-1450327
Emily Arrington Stiller Chief compliance officer 1 Sep 2013 Other 6306971
Jmp Holding Llc Member 1 Jan 2015 Other 20-1450327
Llc New York Mortgage Funding Member 1 May 2016 75% - 100% 47-0934170

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. New York Mortgage Trust Sole member 1 Jun 1998 75% - 100% 47-0934168
Inc. New York Mortgage Trust Sole member 1 Oct 2003 75% - 100% 47-0934168
Jmp Group Inc. Sole member 1 May 2007 75% - 100% 20-1450327
Jmp Group Inc. Sole member 1 Jan 2015 75% - 100% 20-1450327
Jmp Group Llc Sole shareholder 1 Jan 2015 75% - 100% 47-1632931

Based in Charlotte

The principal office where Riverbanc LLC performs its advisory services is located at 227 West Trade Street, Charlotte, NC 28202 1725, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 980-224-4180 or by fax 1-855-826-1639. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at riverbanc.com.