Allianz Global Investors Capital LLC (New York)


Allianz Global Investors Capital LLC is a large advisory firm based in New York. It manages $28.79 billion of regulatory assets for 13,776 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Allianz Global Investors Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and investment model delivery services; research and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Allianz Global Investors Capital: assets under management

The assets under management (AUM) of Allianz Global Investors Capital LLC is $28.79 billion. The firm's AUM has grown by 33382% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.62 billion in discretionary accounts and $9.18 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.42 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.15 billion.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allianz Global Investors Capital LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 18 indirect owners.

Name Entity Date acquired Ownership Employer ID
Allianz Se Shareholder 1 May 2000 75% - 100% 98-0122343
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-2883190
Allianz Global Investors Of America Llc Member 1 May 2000 75% - 100% 06-1605361
Allianz Global Investors Of America Holdings Inc. Managing member 1 Jan 2003 Other 43-1993556
Allianz Global Investors Aktiengesellschaft Stockholder 1 Jan 2003 75% - 100% 00-0000000
Allianz Se Sole stockholder 1 Jan 2003 50% - 75% 98-0122343
Allianz Asset Management Of America Holdings Inc. Managing member 1 Jan 2003 Other 43-1993556
Allianz Asset Management Aktiengesellschaft Sole stockholder 1 Jan 2003 75% - 100% 98-0443854
Az Argos 6 Vermoegensverwaltungsgesellschaft Mbh Stockholder 1 Jun 2005 25% - 50% 00-0000000
Allianz Se Sole stockholder 1 Jun 2005 75% - 100% 98-0122343
Allianz Finanbeteiligungs Gmbh Sole stockholder 1 Jun 2005 75% - 100% 00-0000000
Allianz Global Investors Of America Llc General partner 1 Dec 2009 75% - 100% 06-1605361
Allianz Global Investors U.S. Holding Llc Limited partner 1 Dec 2009 25% - 50% 95-1079000
Allianz Asset Management Of America Llc Partner 1 Dec 2009 75% - 100% 06-1605361
Allianz Finanzbeteiligungs Gmbh Stockholder 1 Aug 2010 25% - 50% 00-0000000
Allianz Asset Management Of America L.P. Member 1 Dec 2011 75% - 100% 06-1349805
Allianz Se Sole stockholder 1 Jun 2012 75% - 100% 98-0122343
Allianz Europe B.V. Sole stockholder 1 Jun 2012 75% - 100% 00-0000000

Based in New York

The principal office where Allianz Global Investors Capital LLC performs its advisory services is located at 1633 Broadway, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-739-3000 or by fax 212-739-3948. The normal business hours are 9:00 am to 5:00 pm est on Monday - Friday. You can find more information about the New York firm at www.allianzgic.com.