Rk Capital Management Usa LP (New York)


Rk Capital Management Usa LP is a mid-sized advisory firm based in New York. It manages $88.77 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016.

Rk Capital Management U provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rk Capital Management U: assets under management

The assets under management (AUM) of Rk Capital Management Usa LP is $88.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $88.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $88.77 million each.
Rk Capital Management U has custody of $20.91 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rk Capital Management Usa LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rk Capital Management Usa LP

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Rk Capital Management Usa LP is owned by Lord Michael Stahel Farmer. David George Plumer Lilley joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lord Michael Stahel Farmer Owner 1 Dec 2013 50% - 75% 6028596
David George Plumer Lilley Owner 1 Dec 2013 50% - 75% 6028599
Paul Gerard Coughlan Cco; cfo; coo 1 Dec 2013 Other 6028955
Red Kite Gp Limited General partner 1 Dec 2013 Other 98-1288170

Based in New York

The principal office where Rk Capital Management Usa LP performs its advisory services is located at Empire State Building,, New York, NY 10118, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 001 646 757 5870 or by fax 001 646 757 5871. The normal business hours are 9am - 5pm on Monday - Friday.