Acore Capital, LP (Larkspur)


Acore Capital, LP is a large advisory firm based in Larkspur. It manages $10.53 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, New York, and Texas.

Acore Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Acore Capital: assets under management

The assets under management (AUM) of Acore Capital, LP is $10.53 billion. The firm's AUM has grown by 35% since the beginning of its operation, and $113.81 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.67 billion in discretionary accounts and $6.86 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $917.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $857.31 million.
Acore Capital has custody of $478.74 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Acore Capital, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Acore Capital serves?

The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of Acore Capital is insurance companies with 10 clients and $9.8 billion of assets under management. Among the 10 most similar advisory firms, Acore Capital has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $10.53 billion for 12 clients. 8% of the firm’s clients are foreign persons or businesses.

Acore Capital also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000 to $10,000,000.

Careers at Acore Capital, LP

The company employs 73 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Acore Capital Gp General partner of registrant 1 Jan 2015 Other 47-3650247
Donald Alan Sherman Partner 1 Apr 2015 Other 4379583
Boyd Williams Fellows Principal 1 Apr 2015 Other 1850036
Christopher David Tokarski Chief compliance officer and principal 1 Apr 2015 Other 2579837
Stephan Arthur Kiratsous Partner 1 Apr 2015 Other 2264862
Warren Roelof Dehaan Principal 1 Apr 2015 Other 2909443
Robert Rosenkranz Associates Llc Partner 1 Apr 2015 Other 51-0377004
David Lamont Ruiz Chief compliance officer and senior vice president 1 May 2015 Other 2984182
Perry Stewart Ward Managing partner 1 May 2015 Other 1486553
David Cordova Chief financial officer 1 Aug 2015 Other 6178122
David Michael Cordova Chief financial officer 1 Aug 2015 Other 6178122
Katrina Sweezea Chief compliance officer 1 Dec 2016 Other 6741106
Katrina Lynn Sweezea Chief compliance officer 1 Dec 2016 Other 6741106
Steven Rivers General counsel 1 Jul 2017 Other 6930919
Llc Sherman Family Investments Partner 1 Jul 2017 Other 90-0810969
Steven Andrew Rivers General counsel 1 Jul 2017 Other 6930919

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Rosenkranz Sole owner 1 Feb 1999 75% - 100% 404638
Inc. Pheasant Walk Member 1 Dec 2005 25% - 50% 13-3459977
Rosenkranz Nqr Corp. Member 1 Jul 2013 25% - 50% 46-5092243
Rosenkranz Shh Corp. Member 1 Jul 2013 25% - 50% 46-5099577
Robert Rosenkranz Nqr Family Trust Owner 1 Jul 2013 75% - 100% 46-6917637
Robert Rosenkranz Shh Family Trust Owner 1 Jul 2013 75% - 100% 46-6919049
Stanley Nelson Bergman President 1 Jul 2013 Other 1259178

Based in Larkspur

The principal office where Acore Capital, LP performs its advisory services is located at 80 East Sir Francis Drake Blvd., Larkspur, CA 94939, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (415) 917-4400 or by fax (415) 917-4400. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at acore.capital.