Smallwood Wealth Investment Management, LLC is a large advisory firm based in Red Bank. It manages $111.52 million of regulatory assets for 340 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Florida, Georgia, New Hampshire, New Jersey, and New York.
Smallwood Wealth Investment Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Smallwood Wealth Investment Management, LLC is $111.52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Smallwood Wealth Investment Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Smallwood Wealth Investment Management is individuals with 336 clients and $108.12 million of assets under management. Among the 13 most similar advisory firms, Smallwood Wealth Investment Management has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $111.52 million for 340 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Smallwood Wealth Investment Management doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Smallwood Wealth Investment Management, LLC performs its advisory services is located at 199 Broad Street, Red Bank, NJ 07701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (732) 542-1565 or by fax (732) 389-0488. The normal business hours are 8:00 am-5:00 pm on Monday - Friday. You can find more information about the New York firm at smallwoodassociates.com.