Fqn Management LLC (Pasadena)

Fqn Management LLC is a large advisory firm based in Pasadena. It manages $39.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Fqn Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fqn Management: assets under management

The assets under management (AUM) of Fqn Management LLC is $39.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.2 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fqn Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fqn Management LLC

Hisaaki Hino has been acting as President since 1 Jan 1999. Atsushi Yoshikawa joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
First Quadrant Lp	Member	1 Jan 1999	50% - 75%	106698
Inc. Nomura Asset Management Delaware	Member	1 Jan 1999	50% - 75%	51-0391043
Robert Douglas Arnott	President, chairman of board, director	1 Jan 1999	Other	1532951
Max Darnell	Vice president	1 Jan 1999	Other	2725102
Curtis Justin Ketterer	Chief operating officer, treasurer & vice president	1 Jan 1999	Other	4348261
Christopher Gerald Luck	Vice president & secretary	1 Jan 1999	Other	4348289
Hisaaki Hino	Director	1 Jan 1999	Other	4365869
Ronnie Max Darnell	Vice president	1 Jan 1999	Other	2725102
Kenneth Richard Funk	Chief compliance officer	1 Jun 2000	Other	4352562
Masanobu Yashiki	Director	1 Dec 2000	Other	1006393
Nobuo Katayama	Director	1 Jan 2003	Other	868613
Takahide Mizuno	Director	1 Apr 2003	Other	818862
Atsushi Yoshikawa	Director	1 Apr 2004	Other	2122520
Ronnie Max Darnell	President, director	1 Apr 2004	Other	2725102

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. The Nomura Securities Co.	Owner	1 Dec 1959	75% - 100%	foreign
First Quadrant Corp.	General partner	1 Dec 1995	75% - 100%	22-2604001
Inc. First Quadrant Holdings	Owner	1 Dec 1995	75% - 100%	04-3413545
Inc. Affiliated Managers Group	Owner	1 Dec 1995	75% - 100%	04-3218510
Ltd. Nomura Asset Management Co.	Owner	1 Jan 1999	75% - 100%	foreign
Inc. Nomura Holdings	Owner	1 Oct 2001	75% - 100%	foreign

Based in Pasadena

The principal office where Fqn Management LLC performs its advisory services is located at 800 East Colorado Blvd, Pasadena, CA 91101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-795-8220 or by fax 626-396-3298. The normal business hours are 8:00 am pst to 5:00 pm pst on Monday - Friday.