Tiaa Cref Investment Management LLC (New York)


Tiaa Cref Investment Management LLC is a large advisory firm based in New York. It manages $207.6 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2004.

Tiaa Cref Investment Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiaa Cref Investment Management: assets under management

The assets under management (AUM) of Tiaa Cref Investment Management LLC is $207.6 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $207.6 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.95 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tiaa Cref Investment Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tiaa Cref Investment Management serves?

The only and largest group of clients of Tiaa Cref Investment Management is investment companies with 8 clients and $207.6 billion of assets under management. Among the 11 most similar advisory firms, Tiaa Cref Investment Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $207.6 billion for 8 clients. None of the firm’s clients are foreign persons or businesses.

Tiaa Cref Investment Management doesn't advise any private funds.

Careers at Tiaa Cref Investment Management LLC

The company employs 386 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Edward Joseph Grzybowski has served as the Chief Investment Officer since 1 Mar 2006. William T Huffman joined the executive team most recently as the Senior Managing Director, Head Of Nuveen Equities And Fixed Income.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Teachers Insurance And Annuity Association Of America Direct owner 1 Sep 1990 75% - 100% 13-1624203
John Arthur Somers Executive vice president 1 Feb 2001 Other 1872638
Stewart Paul Greene Chief counsel, securities law and assistant secretary 1 Feb 2001 Other 1842717
Maureen Martha Milet Chief compliance officer 1 Jul 2002 Other 1890742
Scott Crane Evans Manager, president and chief executive officer 1 Mar 2004 Other 1814644
Mark Leonard Serlen Secretary 1 Mar 2004 Other 1814700
Gary Mark Chinery Vice president and treasurer 1 Mar 2004 Other 1822252
Rachel Lisa Dubow Senior counsel and assistant secretary 1 Mar 2004 Other 2595124
William James Forgione Chief legal officer, vice president and chief counsel, investment management and assistant secretary 1 Mar 2004 Other 2211193
Erwin Wayne Martens Manager 1 Mar 2004 Other 4676470
Gerald Keith Mccullough Vice president and controller 1 Mar 2004 Other 2282027
Elizabeth Ann Monrad Manager, executive vice president and chief financial officer 1 Mar 2004 Other 3212249
Roger Alan Vellekamp Vice president, corporate tax 1 Mar 2004 Other 3118007
Susan Elliott Ulick Head of equity investments 1 May 2004 Other 1498893
Carol Ann Baldwin Moody Chief compliance officer 1 Sep 2004 Other 4520459
John Arthur Somers Head of fixed income and real estate investments 1 Jan 2005 Other 1872638
Russell Gordon Noles Manager, vice president and acting chief financial officer 1 May 2005 Other 4828778
Hans Luther Erickson Managing director, head of quantitative portfolio management 1 May 2005 Other 1859616
Mehdi Yaminihamadani Managing director, head of global equity trading 1 May 2005 Other 1597067
Eric Carl Oppenheim Acting chief compliance officer 1 Oct 2005 Other 2444926
Erwin Wayne Martens Manager and executive vice president, risk management 1 Nov 2005 Other 4676470
Stewart Paul Greene Chief legal officer, chief counsel, investment management and assistant secretary 1 Mar 2006 Other 1842717
Edward Joseph Grzybowski Chief investment officer 1 Mar 2006 Other 1034303
Padelford Louis Lattimer Managing director 1 Mar 2006 Other 3189222
Jeffrey Robert Margolis Managing director 1 Mar 2006 Other 2572467
Glenn A. Macfarlane Vice president, asset management finance 1 Mar 2006 Other 4378736
Brian Richard Bohaty Manager 1 Apr 2006 Other 2135630
Jamie E. Depeau Manager 1 Apr 2006 Other 4753789
Nancy Freund Heller Manager 1 Apr 2006 Other 1813276
Glenn A. Macfarlane Chief financial officer 1 Jul 2006 Other 4378736
Georganne Craig Proctor Manager and executive vice president 1 Jul 2006 Other 1600544
Maureen Martha Milet Chief compliance officer 1 Jul 2006 Other 1890742
Michael Lloyd Gold Senior managing director, head of asset management services 1 Nov 2006 Other 2395116
Jayesh Dulabdas Bhansali Managing director, head of derivatives quantitative stategies and trading 1 Dec 2006 Other 2777605
Stewart Paul Greene Chief legal officer, vice president and associate general counsel 1 Dec 2006 Other 1842717
Padelford Louis Lattimer Senior managing director 1 Dec 2006 Other 3189222
Jeffrey Robert Margolis Senior managing director 1 Dec 2006 Other 2572467
Sanjeev Handa Managing director, global public markets 1 Dec 2006 Other 1868072
Jayesh Bhansali Managing director, global derivative stategies and trading 1 Dec 2006 Other 2777605
Carol Ward Deckbar Managing director, mutual fund products 1 Jan 2007 Other 4056286
Marjorie Nmn Pierre Merritt Secretary 1 Feb 2007 Other 5308970
Phillip G Goff Funds treasurer 1 Feb 2007 Other 2610784
Marjorie Pierre Merritt Secretary 1 Feb 2007 Other 5308970
Richard Scott Biegen Chief compliance officer 1 Mar 2008 Other 2709295
Richard Biegen Chief compliance officer 1 Mar 2008 Other 2709295
William M Riegel Managing director, head of equity investments 1 Apr 2008 Other 1901801
Gary Michael Holbert Managing director, head of equity research 1 Apr 2008 Other 4569395
Saira Ann Malik Managing director, head of equity research 1 Apr 2008 Other 2181766
Stephen Barry Gruppo Acting head risk management 1 Aug 2008 Other 1738226
Jerold Joseph Mammano Chief financial officer 1 Aug 2008 Other 4804323
Jorge C Gutierrez Treasurer 1 Aug 2008 Other 2030033
Steven Louis Sterman Managing director, trading 1 Jan 2009 Other 1290449
Stephen Barry Gruppo Chief risk officer and executive vice president 1 Feb 2009 Other 1738226
Georganne Craig Proctor Executive vice president 1 Jan 2010 Other 1600544
Phillip G Goff Director, funds treasurer 1 Jan 2010 Other 2610784
Carol Ward Deckbar Director, senior vice president, investment products 1 Jan 2010 Other 4056286
Michael Lloyd Gold Director, senior managing director, t&o operations management 1 Jan 2010 Other 2395116
Saira Ann Malik Managing director, head of active equity research 1 Jan 2010 Other 2181766
Thomas Michael Franks Managing director, head of equity portfolio management 1 Jan 2010 Other 3105273
Steven Louis Sterman Managing director, head of portfolio management 1 Mar 2010 Other 1290449
Ava Y Mao Managing director, head of portfolio management 1 Mar 2010 Other 1459913
Elizabeth Davenport Black Managing director, head of fixed income trading 1 Mar 2010 Other 1813106
Edward Joseph Grzybowski Manager, chief investment officer 1 Apr 2010 Other 1034303
Mark Anthony Cox Manager, consultant relations 1 Apr 2010 Other 1019808
William Joseph Wilkinson Sr managing director, asset management services 1 Jan 2011 Other 2777371
David Gilbert Brown Sr managing director, global public markets 1 Jan 2011 Other 5893878
Jayesh Dulabdas Bhansali Managing director, head of global derivative and quantitative strategies 1 Apr 2011 Other 2777605
John George Panagakis Senior managing director, head of asset management business development 1 May 2011 Other 1929300
Tiaa Cref Asset Management Llc Direct owner 1 Oct 2011 75% - 100% 13-3905273
Sheryl Marie Hempel Managing director, head of client portfolio management 1 Oct 2011 Other 1010102
John George Morriss Managing director,head of fixed income research 1 Nov 2011 Other 3010512
Stewart Paul Greene Managing director, general counsel, investment advisors and assistant secretary 1 Nov 2011 Other 1842717
Phillip G Goff Senior vice president, funds treasurer 1 Nov 2011 Other 2610784
William M Riegel Senior managing director, head of global equity investments 1 Nov 2011 Other 1901801
Timothy Edward Gigliotti Managing director, head of fixed income trading 1 Nov 2011 Other 2457045
John Morriss Managing director,head of fixed income research 1 Nov 2011 Other 3010512
Amy Muska O'brien Head of responsible investment 1 Jan 2012 Other 6463593
William James Forgione Smd, general counsel asset management and assistant secretary 1 Jan 2012 Other 2211193
Ronald Richard Pressman Executive vice president, chief operating officer 1 Jan 2012 Other 1873904
Chetan Mohan Joglekar Managing director, head of global equity trading 1 Mar 2012 Other 4887506
Carol Ward Deckbar Senior managing director, chief operating officer, asset management 1 Mar 2012 Other 4056286
Elizabeth Davenport Black Senior managing director, head of global public markets, asset management 1 Mar 2012 Other 1813106
Timothy Keith Hopper Managing director, chief economist 1 Oct 2012 Other 6177558
Timothy K Hopper Managing director, chief economist 1 Oct 2012 Other 6177558
William Knox Martin Managing director, head of fixed income portfolio management 1 Oct 2012 Other 4180911
Robert Graham Leary President and chief executive officer 1 Aug 2013 Other 2332562
Carol Ward Deckbar Executive vice president and chief operating officer 1 Aug 2013 Other 4056286
John Michael Mccann Director, associate general counsel and assistant secretary 1 Sep 2013 Other 4867665
Timothy Edward Gigliotti Managing director, head of public fixed income trading 1 Oct 2013 Other 2457045
Christopher Antoine Vanburen Chief risk officer 1 Feb 2014 Other 5006613
Juan Carlos Morales Chief financial officer 1 Feb 2014 Other 4972855
Christopher Vanburen Chief risk officer 1 Feb 2014 Other 5006613
Adam Ky Cao Managing director, head of u.s. quantitative portfolio management 1 Jul 2014 Other 4841702
Steven Rossiello Managing director, head of international quantitative portfolio management 1 Jul 2014 Other 2689405
John Nicholas Tribolet Managing director, head of global active equity research 1 Aug 2014 Other 2285172
Phillip Gerald Goff Senior vice president, corporate controller 1 Sep 2014 Other 2610784
Carol Ward Deckbar Executive vice president, ceo asset management 1 Sep 2014 Other 4056286
William Murchie Riegel Senior managing director, cio-tcam 1 Sep 2014 Other 1901801
Saira Ann Malik Managing director, head of active global equities portfolio 1 Sep 2014 Other 2181766
Jorge Claudio Gutierrez Vice president, treasurer 1 Sep 2014 Other 2030033
Thomas Michael Franks Senior managing director, cio global equity investments 1 Sep 2014 Other 3105273
Sheryl Marie Hempel Senior managing director, client portfolio management 1 Sep 2014 Other 1010102
William Knox Martin Managing director, interim head of global public markets 1 Sep 2014 Other 4180911
Glenn Eugene Brightman Vice president, assistant controller, funds 1 Sep 2014 Other 2745726
Jerold Joseph Mammano Chief financial officer 1 Sep 2014 Other 4804323
Phillip G Goff Senior vice president 1 Sep 2014 Other 2610784
William M Riegel Senior managing director, cio-tcam 1 Sep 2014 Other 1901801
Jorge C Gutierrez Vice president, treasurer 1 Sep 2014 Other 2030033
Stuart Redman Brunet Senior director, chief compliance officer 1 Mar 2015 Other 1467307
Stuart Redman Brunet Chief compliance officer 1 May 2015 Other 1467307
William Knox Martin Managing director, head of fixed income portfolio 1 Jun 2015 Other 4180911
Elizabeth Davenport Black Cio, global public markets 1 Jun 2015 Other 1813106
Austin Penn Wachter Vice president, funds treasurer 1 Jul 2015 Other 6629077
Anders Sven Persson Managing director, head of fixed income research 1 Aug 2015 Other 2618483
Robert Graham Leary Evp, ceo, tiaa global asset management 1 Feb 2016 Other 2332562
Glenn Robert Richter Executive vice president,chief operating officer,tiaa global asset management 1 Feb 2016 Other 5158526
Bradley Gordon Finkle Managing director, persident, tiaa public investements 1 Feb 2016 Other 2663338
Bradley Gordon Finkle Senior managing director, president, tiaa public investments 1 Mar 2016 Other 2663338
Glenn Eugene Brightman Svp, chief financial officer, tiaa global asset management 1 Jun 2016 Other 2745726
Michelle Mccarthy Beck Chief risk officer, tiaa global asset management 1 Sep 2016 Other 1565509
Llc (Fka Tiaa Asset Management Finance Company Llc) Nuveen Finance Sole member and direct owner 1 Oct 2016 75% - 100% 13-3905273
Stuart Redman Brunet Managing director, chief compliance officer 1 Dec 2016 Other 1467307
Michelle Mccarthy Beck Evp, chief risk officer 1 Dec 2016 Other 1565509
Glenn Eugene Brightman Evp, chief financial officer 1 Dec 2016 Other 2745726
Michael Richard Albert Managing director, global operations 1 Dec 2016 Other 1537188
John Michael Mccann Vice president, associate general counsel 1 Dec 2016 Other 4867665
Elizabeth Davenport Black Senior managing director, cio, fixed income 1 Oct 2017 Other 1813106
John Michael Mccann Managing director, associate general counsel 1 Mar 2018 Other 4867665
Holly Hylton Miller Senior managing director, global operations strategy 1 Mar 2018 Other 1825978
William T Huffman Senior managing director, head of nuveen equities and fixed income 1 Jan 2019 Other 4367634

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Tiaa Board Of Overseers Shareholder 1 Mar 1918 75% - 100% 13-6110585
Tiaa Board Of Overseers Shareholder 1 Jun 1938 75% - 100% 13-6110585
Tiaa Board Of Overseers Shareholder 1 Oct 1993 75% - 100% 13-6110585
Teachers Insurance And Annuity Association Of America Shareholder 1 Aug 1996 75% - 100% 13-1624203
Inc Tiaa Cref Asset Management Shareholder 1 Oct 2011 75% - 100% 13-3905273
Llc Tiaa Cref Asset Management Shareholder 1 Oct 2013 75% - 100% 13-3905273
Tiaa Cref Asset Management Llc Shareholder 1 Oct 2013 75% - 100% 13-3905273
Tiaa Cref Asset Management Llc Shareholder 1 Dec 2013 75% - 100% 13-3905273
Teachers Insurance And Annuity Association Of America Shareholder 1 Jul 2014 75% - 100% 13-1624203
Llc Tiaa Asset Management Shareholder 1 Dec 2014 75% - 100% 47-1595484
Llc (Fka Tiaa Global Asset Management Llc As Of 1/13/2017) Nuveen Shareholder 1 Dec 2014 75% - 100% 47-1595484
Tiaa Global Asset Management Llc Shareholder 1 Feb 2016 75% - 100% 47-1595484

Based in New York

The principal office where Tiaa Cref Investment Management LLC performs its advisory services is located at 730 Third Ave, New York, NY 10017 3206, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-490-9000 or by fax 212-916-6383. The normal business hours are 8:15 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at tiaa-cref.org.

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